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CSI CSC1 real answers - Canadian Securities Course Exam 1

CSC1
  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Sep 14, 2025
  • Q & A: 100 Questions and Answers
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CSI Canadian Securities Course Exam 1 Sample Questions:

1. Haw are retail stock and bond transactions settledon a daily basis amongdealers?

A) The clearing corporation is responsible for settling all transactions according to each dealer's book of record.
B) The exchange is responsible for settling ad transactions according to each dealer's book of record.
C) The clearing corporation is responsible for setting an transactions according to each exchange's book of record.
D) The exchange is responsible for settling all transactions according to each exchange's book of record.


2. ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

A) $53
B) $55
C) $57
D) $63


3. An emerging Canadian company is exploring the possibility of using hotwater springs to produce clear energy forremote rural communities.The company has strong human resource capital and few assets, and raised SI
20,000 through the Capital Pool Company program. Which option is best for this company to continue maximizing public exposure and raising capital?

A) Crowfunding
B) offering a greenshee option
C) Escrowing shares
D) Filling disclosure documents with SEDAR+.


4. The consumerprice index was 125.9 in Decemberoflast year and 123.0 in December ofthe year before What was the inflation rate last year?

A) 2.36%
B) 2.30%
C) 0.98%
D) 1.02%


5. What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?

A) Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.
B) Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.
C) Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.
D) Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.


Solutions:

Question # 1
Answer: A
Question # 2
Answer: A
Question # 3
Answer: A
Question # 4
Answer: A
Question # 5
Answer: B

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