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FINRA Series7 real answers - General Securities Representative Examination (GS)

Series7
  • Exam Code: Series7
  • Exam Name: General Securities Representative Examination (GS)
  • Updated: Oct 12, 2025
  • Q & A: 400 Questions and Answers
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  • PDF Price: $49.98
  • FINRA Series7 Value Pack

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About FINRA Series7 Exam guide

Only need to practice for 20 to 30 hours

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FINRA General Securities Representative Examination (GS) Sample Questions:

1. Most publicly owned securities are:

A) listed
B) exempt from SEC registration requirements
C) over-the-counter
D) unregistered


2. Which of the following is a right for shareholders of common stock?

A) both B and C
B) the right to vote about important matters of the company
C) the right to dividends
D) the right to have the stock price increase


3. Which of the following does not appear in a municipal syndicate letter to underwriters?

A) the extent of the manager's authority in directing the offering
B) the specific bid and offering terms of the issue
C) the amount of each member's participation
D) the duration of the syndicate account


4. Bubba wants to buy 500 shares of an NYSE listed stock at 38.87 but he wants to buy at one time, right
away, or else forget it. What kind of order should the registered representative enter?

A) fill or kill
B) all or none
C) now or never
D) immediate or cancel


5. A new stock offering by Bubba Corporation provides details that state between 1,000,000 and 1,500,000
shares will be sold depending upon market conditions. This offering is a:

A) best efforts
B) mini-max
C) market potential
D) standby


Solutions:

Question # 1
Answer: C
Question # 2
Answer: B
Question # 3
Answer: B
Question # 4
Answer: A
Question # 5
Answer: B

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