Fast delivery in 5 to 10 minutes after payment

Our company knows that time is precious especially for those who are preparing for FINRA Series6 exam, just like the old saying goes "Time flies like an arrow, and time lost never returns." We have tried our best to provide our customers the fastest delivery. We can ensure you that you will receive our Series6 practice exam materials within 5 to 10 minutes after payment, this marks the fastest delivery speed in this field. Therefore, you will have more time to prepare for the Series6 actual exam. Our operation system will send the Series6 best questions to the e-mail address you used for payment, and all you need to do is just waiting for a while then check your mailbox.

Only need to practice for 20 to 30 hours

You will get to know the valuable exam tips and the latest question types in our Series6 certification training files, and there are special explanations for some difficult questions, which can help you to have a better understanding of the difficult questions. All of the questions we listed in our Series6 practice exam materials are the key points for the IT exam, and there is no doubt that you can practice all of Series6 best questions within 20 to 30 hours, even though the time you spend on it is very short, however the contents you have practiced are the quintessence for the IT exam. And of course, if you still have any misgivings, you can practice our Series6 certification training files again and again, which may help you to get the highest score in the IT exam.

Simulate the real exam

We provide different versions of Series6 practice exam materials for our customers, among which the software version can stimulate the real exam for you but it only can be used in the windows operation system. It tries to simulate the Series6 best questions for our customers to learn and test at the same time and it has been proved to be good environment for IT workers to find deficiencies of their knowledge in the course of stimulation.

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FINRA Investment Company and Variable Contracts Products Representative Examination (IR) Sample Questions:

1. Which of the following is a true statement about FINRA rules regarding material that Giant Investments
submits to its institutional investors?
I. FINRA requires that each member firm establish procedures for each institutional investor separately.
II. Procedures to be followed in distributing material to institutional investors must be in writing.
III. All institutional sales material must be submitted to a principal for approval prior to being used.
IV. Institutional sales material must be maintained by the member firm for at least three years from the
date of last use.

A) I and II only
B) I, II, and III
C) II and III only
D) I, II, and IV only

2. After a registration statement has been filed with the SEC, no offers to sell the security to the public can
be made for:

A) a minimum of 20 days unless the SEC grants an exception.
B) a minimum of 30 days unless the SEC grants an exception.
C) a maximum of 20 days.
D) a maximum of 30 days.

3. Which of the following statements about specialists is false?

A) Specialists are required to maintain a fair and orderly market in their assigned stocks, meaning that
they must buy if there is an excess of sell orders and sell out of their own portfolios if there is an excess of
buy orders.
B) Specialists are market makers in assigned stocks and, as such, can profit from these investments.
C) Specialists are employees of the exchange on which they oversee trades.
D) In addition to acting as market makers, specialists also act as agents and execute limit orders placed
by commission brokers for their clients if the specified price is reached.

4. Which of the following is not an advantage that an exchange traded fund (ETF) has over a traditional
mutual fund?

A) There are no fees (i.e., loads, commissions) associated with buying and selling ETFs.
B) ETFs trade continuously throughout the day.
C) All of the above are advantages that an ETF has over a traditional mutual fund.
D) Investors can use limit and stop orders when trading ETFs.

5. Jack is an investment adviser representative employed by Giant Investments, a family of mutual funds.
Jack has recently read an article posted on the web that he thinks explains some consequences of some
tax law changes that are being considered extremely well, and he e-mails his existing retail customers
with a summary of the salient facts of the article. Given these facts:

A) Jack must submit a copy of the e-mail to a principal of the company, but he did not need to do so prior
to sending the e-mail.
B) Both A and C are true statements regarding this situation.
C) a copy of the e-mail must be submitted to FINRA within 10 days of Jack's hitting the send button.
D) Jack has violated FINRA rules if he did not first have a principal of Giant approve his e-mail prior to
hitting the send button.

Solutions: