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Our company knows that time is precious especially for those who are preparing for FINRA Series6 exam, just like the old saying goes "Time flies like an arrow, and time lost never returns." We have tried our best to provide our customers the fastest delivery. We can ensure you that you will receive our Series6 practice exam materials within 5 to 10 minutes after payment, this marks the fastest delivery speed in this field. Therefore, you will have more time to prepare for the Series6 actual exam. Our operation system will send the Series6 best questions to the e-mail address you used for payment, and all you need to do is just waiting for a while then check your mailbox.

Only need to practice for 20 to 30 hours

You will get to know the valuable exam tips and the latest question types in our Series6 certification training files, and there are special explanations for some difficult questions, which can help you to have a better understanding of the difficult questions. All of the questions we listed in our Series6 practice exam materials are the key points for the IT exam, and there is no doubt that you can practice all of Series6 best questions within 20 to 30 hours, even though the time you spend on it is very short, however the contents you have practiced are the quintessence for the IT exam. And of course, if you still have any misgivings, you can practice our Series6 certification training files again and again, which may help you to get the highest score in the IT exam.

Simulate the real exam

We provide different versions of Series6 practice exam materials for our customers, among which the software version can stimulate the real exam for you but it only can be used in the windows operation system. It tries to simulate the Series6 best questions for our customers to learn and test at the same time and it has been proved to be good environment for IT workers to find deficiencies of their knowledge in the course of stimulation.

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There is no doubt that the IT examination plays an essential role in the IT field. On the one hand, there is no denying that the Series6 practice exam materials provides us with a convenient and efficient way to measure IT workers' knowledge and ability(Series6 best questions). On the other hand, up to now, no other methods have been discovered to replace the examination. That is to say, the IT examination is still regarded as the only reliable and feasible method which we can take (Series6 certification training), and other methods are too time- consuming and therefore they are infeasible, thus it is inevitable for IT workers to take part in the IT exam. However, how to pass the FINRA Series6 exam has become a big challenge for many people and if you are one of those who are worried, congratulations, you have clicked into the right place--Series6 practice exam materials. Our company is committed to help you pass exam and get the IT certification easily. Our company has carried out cooperation with a lot of top IT experts in many countries to compile the Series6 best questions for IT workers and our exam preparation are famous for their high quality and favorable prices. The shining points of our Series6 certification training files are as follows.

FINRA Investment Company and Variable Contracts Products Representative Examination (IR) Sample Questions:

1. Sarah Bean is a registered representative with NewWave Investments, a family of mutual funds. She has
recommended one of NewWave's funds to a client and given him a prospectus. The prospectus provides
information about the fund's breakpoints and indicates that an investment of $25,000 or more will lead to
a reduced front-end load. The prospectus also clearly explains the details of a letter of intent. Sarah's
client invests $23,000 in the fund then and there without even opening the prospectus. Has Sarah violated
any of FINRA's rules of conduct?

A) Yes. Sarah is required to explain the concepts of breakpoints and letters of intent to her client.
B) Yes. Sarah is not permitted to accept funds from a client without the presence of her immediate
supervisor.
C) Yes. Sarah needed to tell her client that he would have to read through the prospectus to ensure he
understood all aspects of the investment before she could take any money from him.
D) No. Sarah properly provided her client with a prospectus prior to selling him shares of the fund.

2. Jill worked as a registered representative with GoForBroke Broker-Dealers for 8 years. She is married to
Jack, whose job made it necessary for them to relocate to Thailand for 3 years. They have now returned,
and Jill would like to begin working as a registered representative with GoForBroke again after her 3-year
hiatus. Given this scenario:

A) Jill can begin working in her previous position with GoForBroke immediately, but GoForBroke will have
to register her as one of its representatives with FINRA within 30 days of her hire date, and Jill will have to
pay the applicable filing fees within that same period of time.
B) Both A and C are true statements.
C) Jill will have to retake the qualifying FINRA exams for her position, and after she has done so
successfully, GoForBroke must register her with FINRA as one of its representatives.
D) As long as GoForBroke maintained Jill as a registered representative for its firm during her hiatus, Jill
can begin working in her previous position immediately. There is no need to file additional paperwork or
pay any fees to FINRA.

3. Any person who willfully acts in violation of the Securities Act of 1933, or any SEC rule, is subject to a
penalty of:

A) 5 years in prison or a $5,000 fine, or both.
B) 10 years in prison or a $25,000 fine, or both.
C) 10 years in prison or a $10,000 fine, or both.
D) 5 years in prison or a $10,000 fine, or both.

4. Which of the following is not a cost associated with an investment in a variable annuity contract?

A) investment management fee
B) state premium tax
C) All of the above are costs associated with an investment in a variable annuity contract.
D) mortality and expense risk fee

5. After having been divorced for several years, Mrs. Blended has remarried a man with three children of his
own. She has set up a revocable trust in which she deposited funds that she inherited when her mother
died, so that the monies will go uncontested to her two biological children in the event of her own death.
These two adult children are the only beneficiaries of the trust. Mrs. Blended has no plans to touch any of
the money in the trust unless circumstances demand it in the future. The trust is invested in a mutual fund
that paid $500 in dividend income and distributed $3,000 in long-term capital gain income to the trust this
year. Which of the following statements is true regarding the tax treatment of these distributions?

A) Mrs. Blended must pay taxes on the $3,500 in distributions.
B) The distributions will not be taxed at this point; they will be taxed as part of the estate upon Mrs.
Blended's death.
C) Assuming her two adult children are equal beneficiaries, each one is responsible for paying tax on 50%
of the income to the trust, or $1,750.
D) The distributions will not be taxed at this point; they will be taxed only when Mrs. Blended or her
beneficiaries make withdrawals from the trust.

Solutions: