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最新的 FINRA Certification Series7 免費考試真題:
1. What does the following mean when printed on the stock exchange ticker tape?
A) the preceding transaction in MST was tow or more points different than 98.25
B) trading was suspended on MST pending dissemination of news
C) the last sale of MST was for 100 shares at 98.25
D) one hundred shares of MST traded on the exchange and appear out of order on the tape
2. Bubba sells 100 shares of XYZ short at $58 and buys 1 XYZ Mar 60 Call at $3. What is the customer's
maximum loss?
A) $5,500
B) $500
C) unlimited
D) $100
3. Which of the following securities has the highest amount of market risk?
A) US treasury notes
B) US treasury certificates
C) US treasury bills
D) savings bank deposits
4. Bubba is long spot Canadian dollars at 0.7400. If he wants to buy one put option on Canadian dollars with
a strike price of 74 and a cost of $0.35, what is Bubba's breakeven price for Canadian dollars?
A) 0.7400
B) .07435
C) 0.4900
D) 0.7365
5. Which of the following pairs of terms are synonyms in connection with most mutual funds?
A) net asset value and redemption price
B) selling price and bid price
C) bid price and management fee
D) net asset value and offering price
問題與答案:
| 問題 #1 答案: D | 問題 #2 答案: B | 問題 #3 答案: A | 問題 #4 答案: B | 問題 #5 答案: A |


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用過之后,你們的題庫非常好,我輕而易舉地通過了Series7考試,謝謝!