最優質的 General Securities Representative Examination (GS) - Series7 考古題

在IT世界裡，擁有 FINRA General Securities Representative Examination (GS) - Series7 認證已成為最合適的加更簡單的方法來達到成功。這意味著，考生應努力通過考試才能獲得 General Securities Representative Examination (GS) - Series7 認證。我們很好地體察到了你們的願望，並且為了滿足廣大考生的要求，向你們提供最好的 FINRA General Securities Representative Examination (GS) - Series7 考古題。如果你選擇了我們的 FINRA General Securities Representative Examination (GS) - Series7 考古題資料，你會覺得拿到 FINRA 證書不是那麼難了。

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購買後，立即下載 Series7 試題 (General Securities Representative Examination (GS)): 成功付款後, 我們的體統將自動通過電子郵箱將你已購買的產品發送到你的郵箱。（如果在12小時內未收到，請聯繫我們，注意：不要忘記檢查你的垃圾郵件。）

擁有超高命中率的 General Securities Representative Examination (GS) - Series7 題庫資料

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最新的 FINRA Certification Series7 免費考試真題:

1. If recaptured deductions are added to income, recaptured investment tax credits are added to:

A) gains
B) income
C) basis
D) taxes

2. Bubba has not existing positions in his account and writes 1 XYZ July 60 put and 1 XYZ July 60 call. What
is this position called?

A) short combination
B) long combination
C) short straddle
D) long straddle

3. Bubba Corporation has a registered public offering of 500,000 shares at $36. Of these, 300,000 shares
were authorized by unissued and 200,000 shares were sold on behalf of an affiliated person. What is
evident from this information?

A) 300,000 shares are identified as a primary distribution
B) 60% of the proceeds are paid to the corporation and the balance accrues to the affiliated person
C) the entire proceeds of the offering are a primary offering accruing to the corporation
D) both B and C

4. Bubba's pledge to purchase a specified dollar amount of a mutual fund within a specified period of time is called:

A) a promissory note
B) a letter of intent
C) an investment letter
D) a stock power

5. Which of the following are considered to be discretionary orders under the FINRA Rules of Fair Practice?

A) a customer instructs her registered representative to purchase stock in XYZ whenever the
representative deems the price to be right
B) both A and C
C) a customer instructs her registered representative to sell 300 shares of ABC that is long in her account
whenever the representative thinks the time and price are appropriate
D) a customer gives a member firm a check for $25,000 and instructs the firm to purchase bank stocks
and insurance company stocks when the prices appear to be favorable

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