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IBM Risk Analytics for Asset Management Sales Mastery Test v1 Sample Questions:

1. All North American based hedge funds (subject to size) are impacted by which of the following?

A) AIFMD - Alternative Investment Fund Managers Directive
B) Basel III
C) Dodd Frank
D) UCITS - Undertakings for Collective Investment in Transferable Securities

2. Regulators are focusing on which of the following for compliance requirements?

A) Risk Exposure and Analytics
B) Know your client criteria
C) Headquarters geographic location
D) Target client base

Solutions: